Sai Tong Ng
伍世棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Tong Ng (伍世棠), a licensed Responsible Officer with CE reference BBA043. Currently licensed at 2 firm(s): Wellchamp Capital Limited, Wealth Management Cube Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellchamp Capital Limited 宏昌資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-17 | present |
| Wellchamp Capital Limited 宏昌資本有限公司 |
Rep | Type 9 — Asset management | 2024-07-17 | present |
| Wealth Management Cube Limited 富方投資平台有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-24 | present |
| Wealth Management Cube Limited 富方投資平台有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-27 | 2022-10-24 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-19 | 2022-07-16 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2020-11-19 | 2022-07-16 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 — Asset management | 2020-11-19 | 2022-07-16 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-18 | 2020-11-19 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-18 | 2020-11-19 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 9 — Asset management | 2020-11-18 | 2020-11-19 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-14 | 2020-10-23 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 4 — Advising on securities | 2020-07-14 | 2020-10-23 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 9 — Asset management | 2020-07-14 | 2020-10-23 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-16 | 2020-07-14 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-16 | 2020-07-14 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 9 — Asset management | 2020-04-16 | 2020-07-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-26 | 2020-04-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-26 | 2020-04-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-03-26 | 2020-04-14 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-03 | 2020-04-14 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-03 | 2020-04-14 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-03 | 2020-04-14 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-27 | 2020-04-14 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-27 | 2020-04-14 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-27 | 2020-04-14 |
| Kima Capital Management Limited |
Rep | Type 9 — Asset management | 2014-08-11 | 2014-09-05 |