Kin Yan Roy Seto
司徒健欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yan Roy Seto (司徒健欣), a licensed Responsible Officer with CE reference BMO081. Currently licensed at 1 firm(s): JW Capital Securities Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 — Advising on securities | 2022-07-04 | present |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 — Asset management | 2022-07-04 | present |
| FDB Asset Management Limited 灃展資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-12 | 2024-05-06 |
| FDB Asset Management Limited 灃展資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-12 | 2024-05-06 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-04 | 2022-03-31 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-04 | 2022-03-31 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-16 | 2020-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 — Asset management | 2020-07-16 | 2020-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-19 | 2020-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-19 | 2020-07-16 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 9 — Asset management | 2020-06-19 | 2020-07-16 |
| YG Capital Management Limited 一信資本管理有限公司 |
RO | Type 9 — Asset management | 2019-07-03 | 2019-12-23 |
| YG International Partners Limited 一信資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-09 | 2019-12-23 |
| YG Capital Management Limited 一信資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-17 | 2019-12-23 |
| YG Capital Management Limited 一信資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-17 | 2019-07-03 |