Hin Yin Yu
余軒然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Yin Yu (余軒然), a licensed former licensee with CE reference ARD759. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 9 — Asset management | 2023-11-29 | 2025-01-25 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 9 — Asset management | 2023-10-24 | 2023-11-29 |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-29 | 2022-10-04 |
| WeGeneral Asset Management Limited 微臣資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-24 | 2020-11-30 |
| WeGeneral Asset Management Limited 微臣資產管理有限公司 |
RO | Type 9 — Asset management | 2020-03-24 | 2020-11-30 |
| WeGeneral Asset Management Limited 微臣資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-15 | 2020-03-24 |
| WeGeneral Asset Management Limited 微臣資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-01-15 | 2020-03-24 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-04 | 2019-09-13 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-04 | 2019-09-13 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 9 — Asset management | 2017-08-04 | 2019-09-13 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 — Asset management | 2015-06-02 | 2017-06-20 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-15 | 2017-06-20 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2013-02-15 | 2017-06-20 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-18 | 2009-12-07 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-18 | 2009-12-07 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2008-12-22 | 2009-04-30 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2008-12-22 | 2009-04-30 |