Andy Chin Yung Lau
劉展榕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Chin Yung Lau (劉展榕), a licensed Responsible Officer with CE reference AGH950. Currently licensed at 1 firm(s): Superactive Financial Group Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-09-21 | present |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 4 — Advising on securities | 2015-06-30 | present |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 9 — Asset management | 2015-06-30 | present |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-08 | 2020-08-25 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-06-30 | 2017-09-21 |
| Integrity Securities Limited 匯誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-27 | 2015-06-18 |
| Integrity Securities Limited 匯誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-21 | 2013-02-27 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-07 | 2012-12-13 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2012-05-07 | 2012-12-13 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-13 | 2012-05-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2012-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-22 | 2012-03-01 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-09 | 2011-08-18 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-01 | 2011-08-18 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-31 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-06 |