Stephen Siu Fai Ng
吳兆輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Siu Fai Ng (吳兆輝), a licensed Responsible Officer with CE reference ATX477. Currently licensed at 1 firm(s): SinoPro Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-23 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-23 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 9 — Asset management | 2024-01-23 | present |
| EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-06-02 | 2024-01-14 |
| EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司 |
RO | Type 9 — Asset management | 2022-06-02 | 2024-01-14 |
| EBANG SECURITIES INTERNATIONAL (HK) LIMITED 億邦證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-31 | 2024-01-14 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-18 | 2021-09-27 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-18 | 2021-09-27 |
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-18 | 2021-03-12 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-17 | 2018-07-28 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2017-07-17 | 2018-07-28 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 — Asset management | 2017-07-17 | 2018-07-28 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-18 | 2017-07-15 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 4 — Advising on securities | 2017-05-18 | 2017-07-15 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 9 — Asset management | 2017-05-18 | 2017-07-15 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-20 | 2016-12-31 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 — Advising on securities | 2016-10-20 | 2016-12-31 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 — Asset management | 2016-10-20 | 2016-12-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-29 | 2011-03-11 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-29 | 2011-03-11 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-02 | 2010-07-02 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 4 — Advising on securities | 2009-11-04 | 2010-07-02 |