Jimmy Kai Chi Siu
蕭啟智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Kai Chi Siu (蕭啟智), a licensed former licensee with CE reference ADF274. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-12 | 2023-07-31 |
| Vanward International Securities Limited 萬和國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-04 | 2022-11-30 |
| STI Asset Management Limited | RO | Type 1 — Dealing in securities | 2017-06-20 | 2018-03-15 |
| STI Asset Management Limited | RO | Type 4 — Advising on securities | 2017-06-20 | 2018-03-15 |
| STI Asset Management Limited | Rep | Type 1 — Dealing in securities | 2017-04-26 | 2017-06-20 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2017-04-26 | 2017-06-20 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-16 | 2017-02-01 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-02 | 2017-02-01 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-19 | 2016-02-17 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2010-11-19 | 2016-02-17 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-26 | 2010-10-15 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 1 — Dealing in securities | 2007-06-18 | 2010-03-26 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-22 | 2007-06-18 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-21 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-14 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-14 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-14 |