STI Asset Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for STI Asset Management Limited, a Hong Kong-based licensed corporation with CE reference ARH514. Current licensed staff on file: 0 (total recorded over time: 56). Earliest licence on file: 2008-10-22.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-01-04 | 2023-09-19 |
| Type 4 — Advising on securities | 2008-10-22 | 2023-09-19 |
| Type 9 — Asset management | 2008-10-22 | 2023-09-19 |
Licensed staff (all-time) (56)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Brian Chi Bun Cheng 鄭智斌 | RO 1, 4, 9 | 2008-10 | 2019-01 |
| Fung Kit Cheng 鄭豐傑 | RO 1 | 2016-01 | 2016-05 |
| Ernest Chan Kei Cheong 張燦基 | RO 9 Rep 4, 9 | 2014-04 | 2016-08 |
| Fei (SFC:BFF147) Gao 高菲 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-05 | 2021-04 |
| Yeung Sun Ho 何暘燊 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-08 | 2023-09 |
| Paul Lam 林保羅 | RO 1 | 2016-01 | 2016-01 |
| Siu Fai (SFC:ADA388) Lau 劉兆輝 | RO 1 Rep 9 | 2016-05 | 2016-09 |
| Connie Wing Kam Leung 梁詠琴 | RO 4, 9 | 2008-10 | 2012-09 |
| Tin Wai Leung 梁殿威 | RO 1, 4, 9 | 2017-09 | 2021-05 |
| Ethel Hui Yee Ng 吳煦宜 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-09 | 2023-05 |
| Kwong Kei Ng 吳廣基 | RO 4, 9 Rep 4, 9 | 2009-05 | 2013-10 |
| Alex Kwok Tung Poon 潘國東 | RO 4, 9 | 2013-09 | 2015-05 |
| Jimmy Kai Chi Siu 蕭啟智 | RO 1, 4 Rep 1, 4 | 2017-04 | 2018-03 |
| Ming Fung Tsang 曾銘楓 | RO 1 Rep 1, 4, 9 | 2016-07 | 2018-06 |
| Cyrus Jun-Ming Wen 聞俊銘 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-06 | 2019-09 |
| Lawrence Au 區紹豪 | Rep 4, 9 | 2016-12 | 2017-05 |
| James Derek Austin | Rep 1, 4, 9 | 2016-05 | 2017-07 |
| Afonso Juno Chan 陳卓為 | Rep 4, 9 | 2016-11 | 2018-12 |
| Alvin Chit Chan 陳捷 | Rep 4, 9 | 2014-02 | 2016-02 |
| Che Chan 陳哲 | Rep 4, 9 | 2019-12 | 2021-02 |
| Hau Man Chan 陳巧汶 | Rep 1, 4, 9 | 2017-05 | 2023-01 |
| Nicholas Shiu Kwong Cheung 張紹光 | Rep 4, 9 | 2014-05 | 2017-05 |
| Lok Yi Chim 詹樂怡 | Rep 4, 9 | 2018-04 | 2019-06 |
| Yi Hsin Chiu 邱奕昕 | Rep 1, 4, 9 | 2016-05 | 2021-09 |
| Kin Fei Chow 周建飛 | Rep 1, 4, 9 | 2019-09 | 2020-02 |
| Ming Tsam Chun 秦銘沁 | Rep 4, 9 | 2018-04 | 2018-06 |
| Miaoqi Fu 付妙琪 | Rep 4, 9 | 2016-11 | 2017-09 |
| Shing Yan Fung 馮承恩 | Rep 4, 9 | 2016-07 | 2019-03 |
| Shiyi (SFC:BIK447) Gu 顧詩意 | Rep 4, 9 | 2016-11 | 2017-08 |
| Yu Ngai Hong 康宇藝 | Rep 4, 9 | 2013-08 | 2017-03 |
| King Chun Hung 洪景進 | Rep 1, 4, 9 | 2017-04 | 2019-04 |
| Zhe Jin 金哲 | Rep 4, 9 | 2014-09 | 2015-11 |
| Alice Mei Yan Ko 高美欣 | Rep 1, 4, 9 | 2017-07 | 2018-05 |
| Island Wai Tak Kon 鄺偉德 | Rep 4, 9 | 2016-07 | 2017-04 |
| Sau Ling Lau 劉秀玲 | Rep 1, 4, 9 | 2016-06 | 2019-10 |
| Pui Sin Leung 梁倍善 | Rep 1, 4, 9 | 2021-10 | 2023-03 |
| Ranbor Lan Bin Li 李嵐彬 | Rep 4, 9 | 2016-01 | 2020-07 |
| Ruotian Ling 凌若天 | Rep 4, 9 | 2014-09 | 2017-07 |
| Pui Man (SFC:ANF295) Mok 莫佩雯 | Rep 4, 9 | 2015-12 | 2019-06 |
| Chong Kean Ng 黃种鍵 | Rep 4, 9 | 2017-10 | 2018-08 |
| Francis Chi Yin Ng 吳旨賢 | Rep 1, 4, 9 | 2018-07 | 2020-02 |
| Hyo Eun Park 朴孝隱 | Rep 1, 4, 9 | 2020-02 | 2020-05 |
| Wang Tat William Seto 司徒宏達 | Rep 1, 4, 9 | 2018-06 | 2020-03 |
| Chun Yin So 蘇晉賢 | Rep 1, 4, 9 | 2019-01 | 2020-06 |
| Yat Kong Szeto 司徒逸剛 | Rep 4, 9 | 2009-12 | 2011-08 |
| Carmen Ka Heng Tam 譚嘉恒 | Rep 1, 4, 9 | 2018-03 | 2022-03 |
| Pinky Ying Tung Tang 鄧瑛桐 | Rep 4, 9 | 2018-04 | 2018-05 |
| Sam Hung To 杜三鴻 | Rep 4, 9 | 2013-08 | 2014-09 |
| Hiu Fai Tsui 徐曉暉 | Rep 1, 4, 9 | 2018-04 | 2018-10 |
| Nicholas Mark Woodward | Rep 1, 4, 9 | 2016-05 | 2017-09 |
| Di (SFC:BHH765) Wu 吳笛 | Rep 4, 9 | 2016-07 | 2017-01 |
| Jason Wu 胡心宇 | Rep 4, 9 | 2019-05 | 2020-07 |
| Lei (SFC:BMP308) Wu 吳蕾 | Rep 4, 9 | 2018-04 | 2018-12 |
| Ruobing Wu 武若冰 | Rep 4, 9 | 2017-06 | 2018-12 |
| Xiaotian Xie 謝嘯天 | Rep 4, 9 | 2016-06 | 2018-07 |
| Shan Han Yuen 袁墡嫻 | Rep 4, 9 | 2020-02 | 2020-05 |
Showing 1–56 of 56