Ethel Hui Yee Ng
吳煦宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ethel Hui Yee Ng (吳煦宜), a licensed former licensee with CE reference AVQ917. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-28 | 2024-03-31 |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 4 — Advising on securities | 2023-07-28 | 2024-03-31 |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 9 — Asset management | 2023-07-28 | 2024-03-31 |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-04 | 2023-07-28 |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-04 | 2023-07-28 |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 9 — Asset management | 2023-07-04 | 2023-07-28 |
| STI Asset Management Limited | RO | Type 1 — Dealing in securities | 2019-06-28 | 2023-05-27 |
| STI Asset Management Limited | RO | Type 9 — Asset management | 2016-11-04 | 2023-05-27 |
| STI Asset Management Limited | Rep | Type 1 — Dealing in securities | 2016-05-25 | 2019-06-28 |
| First Fidelity Capital (International) Limited | RO | Type 4 — Advising on securities | 2016-02-02 | 2016-07-25 |
| STI Asset Management Limited | RO | Type 4 — Advising on securities | 2014-09-23 | 2023-05-27 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2013-09-03 | 2014-09-23 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2013-09-03 | 2016-11-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-16 | 2013-05-16 |