Alex Kwok Tung Poon
潘國東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Kwok Tung Poon (潘國東), a licensed Responsible Officer with CE reference AGN696. Currently licensed at 1 firm(s): Kudos Summit Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kudos Summit Asset Management Limited 森翹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-07-10 | present |
| Kudos Summit Asset Management Limited 森翹資產管理有限公司 |
RO | Type 9 — Asset management | 2023-07-10 | present |
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-21 | 2021-09-30 |
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 4 — Advising on securities | 2015-08-21 | 2021-09-30 |
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 9 — Asset management | 2015-08-21 | 2021-09-30 |
| First Fidelity Capital (International) Limited | RO | Type 1 — Dealing in securities | 2013-10-31 | 2015-05-31 |
| STI Asset Management Limited | RO | Type 4 — Advising on securities | 2013-09-03 | 2015-05-31 |
| STI Asset Management Limited | RO | Type 9 — Asset management | 2013-09-03 | 2015-05-31 |
| First Fidelity Capital (International) Limited | RO | Type 4 — Advising on securities | 2008-06-02 | 2015-05-31 |
| First Fidelity Capital (International) Limited | RO | Type 4 — Advising on securities | 2006-04-19 | 2007-01-15 |
| First Fidelity Capital (International) Limited | RO | Type 9 — Asset management | 2006-04-19 | 2015-05-31 |
| MBA Berkeley Burke Portfolio Services Limited | Rep | Type 4 — Advising on securities | present | 2005-12-31 |
| MBA Berkeley Burke Portfolio Services Limited | Rep | Type 9 — Asset management | present | 2005-12-31 |