Hau Man Chan
陳巧汶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Man Chan (陳巧汶), a licensed former licensee with CE reference APJ234. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STI Asset Management Limited | Rep | Type 1 — Dealing in securities | 2017-05-19 | 2023-01-31 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2017-05-19 | 2023-01-31 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2017-05-19 | 2023-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-08-02 | 2017-03-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-08-02 | 2017-03-17 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-01 | 2010-07-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-08-13 | 2010-07-24 |