Sam Hung To
杜三鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Hung To (杜三鴻), a licensed Responsible Officer with CE reference APJ479. Currently licensed at 1 firm(s): Dakin Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dakin Asset Management Limited 德健資產管理有限公司 |
RO | Type 9 — Asset management | 2026-04-21 | present |
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-11-13 | 2026-01-19 |
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 9 — Asset management | 2025-11-13 | 2026-01-19 |
| VBG Asset Management Limited 建泉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-13 | 2025-11-13 |
| VBG Asset Management Limited 建泉資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-10-13 | 2025-11-13 |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-14 | 2025-07-31 |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 4 — Advising on securities | 2024-03-14 | 2025-07-31 |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 9 — Asset management | 2024-03-14 | 2025-07-31 |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-28 | 2024-03-14 |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-28 | 2024-03-14 |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
Rep | Type 9 — Asset management | 2024-02-28 | 2024-03-14 |
| Prudence Global Capital Management Co., Ltd 品格國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-12-28 | 2024-02-17 |
| Prudence Global Capital Management Co., Ltd 品格國際資本管理有限公司 |
RO | Type 9 — Asset management | 2022-12-28 | 2024-02-17 |
| Global Ample Asset Management Company Limited 長豐環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-26 | 2022-12-27 |
| Global Ample Asset Management Company Limited 長豐環球資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-26 | 2022-12-27 |
| ShanZe Asset Management (Hong Kong) Limited 善擇資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-10-26 | 2021-12-31 |
| ShanZe Asset Management (Hong Kong) Limited 善擇資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-10-26 | 2021-12-31 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-17 | 2021-09-22 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 4 — Advising on securities | 2020-12-17 | 2021-09-22 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 9 — Asset management | 2020-12-17 | 2021-09-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-22 | 2019-10-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-23 | 2018-06-20 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2014-10-03 | 2014-10-23 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2014-10-03 | 2014-10-23 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2013-08-26 | 2014-09-30 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2013-08-26 | 2014-09-30 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-19 | 2011-04-22 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2009-09-13 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-06 | 2009-09-13 |