Prudence Global Capital Management Co., Ltd
品格國際資本管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prudence Global Capital Management Co., Ltd (品格國際資本管理有限公司), a Hong Kong-based licensed corporation with CE reference BSZ856. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 6). Earliest licence on file: 2022-12-28.
Registered address
Room B, U2207, 22/F, The Center, 99 Queen's Road Central, Central and Western District
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2022-12-28 | present |
| Type 9 — Asset management | 2022-12-28 | present |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Zheng Jie Liang 梁証傑 | RO 4, 9 | 2022-12 | Present |
| Yiyang Liu 劉亦揚 | RO 4, 9 | 2023-07 | Present |
| Sam Hung To 杜三鴻 | RO 4, 9 | 2022-12 | 2024-02 |
| Lei Zhou 周磊 | RO 4, 9 | 2024-04 | Present |
| Huihuang Qiu 邱輝煌 | Rep 4, 9 | 2023-05 | Present |
| Yiying Wang 王藝穎 | Rep 4, 9 | 2023-05 | Present |
Showing 1–6 of 6
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司