Yu Ngai Hong
康宇藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ngai Hong (康宇藝), a licensed Responsible Officer with CE reference BBP893. Currently licensed at 1 firm(s): Aureum Infinity Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-21 | present |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 4 — Advising on securities | 2019-12-27 | present |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 9 — Asset management | 2019-12-27 | present |
| Majestic Dragon Financial Services Limited 領域金融服務有限公司 |
RO | Type 4 — Advising on securities | 2018-03-02 | 2019-10-31 |
| Majestic Dragon Financial Services Limited 領域金融服務有限公司 |
RO | Type 9 — Asset management | 2018-03-02 | 2019-10-31 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2013-08-15 | 2017-03-01 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2013-08-15 | 2017-03-01 |