Zhe Jin
金哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe Jin (金哲), a licensed Responsible Officer with CE reference BDY094. Currently licensed at 1 firm(s): Epochs Research Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Epochs Research Limited 涵衍資本有限公司 |
RO | Type 4 — Advising on securities | 2022-12-15 | present |
| Epochs Research Limited 涵衍資本有限公司 |
RO | Type 9 — Asset management | 2022-12-15 | present |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 4 — Advising on securities | 2021-09-06 | 2022-06-17 |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 9 — Asset management | 2021-09-06 | 2022-06-17 |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-28 | 2021-09-06 |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
Rep | Type 9 — Asset management | 2020-09-28 | 2021-09-06 |
| Bluefin HK Limited | Rep | Type 1 — Dealing in securities | 2018-06-01 | 2020-07-31 |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-07 | 2018-05-07 |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-12-07 | 2018-05-07 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2014-09-01 | 2015-11-06 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2014-09-01 | 2015-11-06 |