WaterValley Capital Management (HK) Limited
泓谷資本管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for WaterValley Capital Management (HK) Limited (泓谷資本管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BBG801. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 17). Earliest licence on file: 2013-07-03.
Registered address
Unit 1006 Level 10 Cyberport 1, 100 Cyberport Road
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2015-07-16 | present |
| Type 9 — Asset management | 2013-07-03 | present |
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Pierre-Andre Jacques Ferriere | RO 4, 9 | 2013-07 | Present |
| Chen (SFC:AXC439) Wang 王晨 | RO 4 Rep 9 | 2014-02 | 2017-05 |
| Liqun Zhang 張立群 | RO 4, 9 | 2013-07 | Present |
| Wen (SFC:BNX571) Chen 陳雯 | Rep 9 | 2019-02 | 2020-08 |
| Yuan Cheng 程源 | Rep 9 | 2017-12 | 2019-09 |
| Ling Dai 戴岭 | Rep 9 | 2013-07 | 2014-05 |
| Haofan Feng 馮灝帆 | Rep 9 | 2021-12 | Present |
| Zhe Jin 金哲 | Rep 4, 9 | 2015-12 | 2018-05 |
| Nivesh Kumar | Rep 9 | 2014-07 | 2014-10 |
| He Lin Leng 冷赫林 | Rep 4, 9 | 2024-10 | 2026-04 |
| Hanzheng Li 李瀚崢 | Rep 9 | 2018-06 | 2020-09 |
| Yilong Liu 劉一龍 | Rep 9 | 2021-08 | 2021-10 |
| Wei Ye Tang | Rep 9 | 2017-10 | Present |
| Yang (SFC:ALN489) Xia 夏阳 | Rep 4 | 2017-10 | 2018-03 |
| Yu Hung Yen 顏郁閎 | Rep 9 | 2020-03 | 2021-10 |
| Xiaowei Zhao 趙晓薇 | Rep 4, 9 | 2016-03 | 2018-05 |
| Junke Zhong 鐘駿珂 | Rep 9 | 2019-05 | 2025-10 |
Showing 1–17 of 17
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司