Yu Hung Yen
顏郁閎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Hung Yen (顏郁閎), a licensed Representative with CE reference BPJ232. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2026-04-01 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-04-01 | present |
| Infini Capital Management Limited 無極資本管理有限公司 |
Rep | Type 9 — Asset management | 2025-05-29 | 2026-02-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-06 | 2025-05-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-06 | 2025-05-18 |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-03-12 | 2021-10-27 |