Cyrus Jun-Ming Wen
聞俊銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cyrus Jun-Ming Wen (聞俊銘), a licensed former licensee with CE reference AZL288. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cambium Grove Partners Limited |
RO | Type 4 — Advising on securities | 2019-12-11 | 2024-06-18 |
| Cambium Grove Partners Limited |
RO | Type 9 — Asset management | 2019-12-11 | 2024-06-18 |
| STI Asset Management Limited | RO | Type 1 — Dealing in securities | 2017-09-15 | 2019-09-08 |
| STI Asset Management Limited | Rep | Type 1 — Dealing in securities | 2016-05-18 | 2017-09-15 |
| STI Asset Management Limited | RO | Type 4 — Advising on securities | 2015-12-16 | 2019-09-08 |
| STI Asset Management Limited | RO | Type 9 — Asset management | 2015-12-16 | 2019-09-08 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2013-06-14 | 2015-12-16 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2013-06-14 | 2015-12-16 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-15 | 2013-02-28 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-15 | 2013-02-28 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2012-05-15 | 2013-02-28 |