Nicholas Mark Woodward
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Mark Woodward ( ), a licensed former licensee with CE reference ARQ314. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-07 | 2023-03-21 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-07 | 2023-03-21 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2017-12-07 | 2023-03-21 |
| STI Asset Management Limited | Rep | Type 1 — Dealing in securities | 2016-05-26 | 2017-09-07 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2016-05-26 | 2017-09-07 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2016-05-26 | 2017-09-07 |
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2013-12-10 | 2016-08-09 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2008-10-15 | 2016-08-09 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2008-10-15 | 2016-08-09 |