Oreana Financial Services Limited
澳利亞金融服務有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oreana Financial Services Limited (澳利亞金融服務有限公司), a Hong Kong-based licensed corporation with CE reference AHX191. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 13 (total recorded over time: 62). Earliest licence on file: 2011-07-12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Suite 1002, 10/F, Cambridge House, Taikoo Place, 979 King's Road, Quarry Bay
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2011-07-12 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
Licensed staff (all-time) (62)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| James Derek Austin | RO 1 Rep 1, 4, 9 | 2017-08 | 2022-01 |
| Ching Sze Chan 陳靜斯 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-02 | Present |
| Lai Fong Chan 陳儷方 | RO 1, 4, 9 Rep 1, 4, 9 | 2006-05 | 2018-02 |
| Norman Tsun Man Chan 陳俊文 | RO 1, 4, 9 Rep 1, 4, 9 | 2011-10 | 2018-04 |
| Pricilla Yu Man Chu 朱愉雯 | RO 1, 4 Rep 1, 4, 9 | 2019-08 | 2022-01 |
| Peter John Forster | RO 4, 9 | 2010-11 | 2011-06 |
| Vera Gu | RO 1, 4, 9 Rep 1, 4, 9 | 2016-06 | 2021-07 |
| Flemming Helbo | RO 1, 4, 9 Rep 1 | 2020-05 | 2022-12 |
| Geoffrey Man Hon Lam 林汶翰 | RO 1, 4, 9 Rep 1, 4, 9 | 2011-09 | 2013-04 |
| Juliana Wang Key Lam 林宏姬 | RO 4, 9 Rep 1, 4, 9 | Pre-2003 | 2015-06 |
| Luke Peter Moore | RO 1, 4, 9 | 2014-07 | Present |
| Michael John Murphy | RO 1, 4, 9 | 2010-11 | 2013-10 |
| Isaac Kirby Poole | RO 1, 4, 9 Rep 1, 4, 9 | 2018-05 | Present |
| Kathryn Louise Stannard | RO 1, 4 Rep 1, 4, 9 | 2012-06 | 2015-07 |
| Thomas Yaw Fay Tang 鄧耀輝 | RO 1, 4, 9 Rep 1, 4, 9 | 2012-05 | 2017-03 |
| Linda Siu Ling Wong 黃小玲 | RO 1, 4, 9 | Pre-2003 | 2011-11 |
| Helena Kit Yee Young 楊潔儀 | RO 1, 4, 9 | Pre-2003 | 2011-11 |
| Julian Paul Bannigan | Rep 4, 9 | 2010-07 | 2011-06 |
| Chuak Hoan Chan 陳澤鴻 | Rep 1, 4, 9 | 2021-10 | 2024-04 |
| Hung Ping Chan 陳鴻平 | Rep 4, 9 | 2009-07 | 2009-09 |
| Shirley Ngar Mui Chang 張雅梅 | Rep 1, 4, 9 | Pre-2003 | Present |
| Cheuk Fung Cheung 張卓峰 | Rep 1, 4, 9 | 2018-02 | 2020-04 |
| William Moon Biu Chong 莊滿標 | Rep 1, 4, 9 | 2021-01 | Present |
| Ching Ming Chow 周正明 | Rep 4, 9 | 2005-01 | 2005-03 |
| Rodel Manlapid Claudio | Rep 1, 4, 9 | 2011-07 | 2013-05 |
| Eleanor Marie Coleman | Rep 1, 4, 9 | 2014-04 | 2016-02 |
| Tara Leone Ellett | Rep 1, 4, 9 | 2012-03 | 2014-05 |
| Liwati Fu | Rep 1, 4, 9 | 2016-09 | 2021-02 |
| Adams Ka Lok Fung 馮嘉諾 | Rep 1, 4, 9 | 2011-04 | 2012-04 |
| Vivian Wai Yin Ho 何慧妍 | Rep 1, 4 | 2017-01 | 2017-12 |
| Sin Kee Hong 項倩姬 | Rep 1, 4, 9 | Pre-2003 | 2019-05 |
| Jing Huo 霍競 | Rep 1, 4, 9 | 2024-07 | 2025-05 |
| Daniel William Huxley | Rep 1, 4, 9 | 2024-04 | 2025-12 |
| Matthew Richard Jones | Rep 1, 4, 9 | 2018-01 | Present |
| Paul Tak Ming Kam 金得明 | Rep 1, 4, 9 | 2020-05 | 2021-04 |
| Sing Chong Lau 劉承浚 | Rep 4, 9 | 2007-01 | 2007-06 |
| Cynthia Law 羅慧虹 | Rep 4, 9 | 2005-01 | 2005-12 |
| Ryan John Lawson | Rep 1, 4, 9 | 2012-05 | 2014-04 |
| Catherine Yuen Kwan Leung 梁婉筠 | Rep 1, 4, 9 | 2011-07 | 2014-03 |
| Jean Jin Kin Lim 林任健 | Rep 1, 4, 9 | 2018-06 | 2025-02 |
| Louise Liu 劉庭均 | Rep 1, 4, 9 | 2019-12 | Present |
| Johnny Ly | Rep 1, 4, 9 | 2018-01 | 2018-07 |
| Andre Prasetya Mudigdo | Rep 1, 4, 9 | 2020-02 | Present |
| Wai Yan (SFC:AIB894) Ng 吳惠茵 | Rep 1, 4, 9 | 2017-05 | Present |
| Ettia Mai Yee Poole | Rep 1, 4, 9 | 2024-01 | Present |
| Yiu Cheung Poon 潘耀祥 | Rep 4, 9 | 2005-11 | 2005-11 |
| David Alistair Rankin | Rep 1, 4, 9 | 2023-12 | Present |
| Lasse Reinhold | Rep 1 | 2021-08 | 2022-02 |
| Andrew Sze Kit Robertson | Rep 1, 4, 9 | 2016-07 | 2017-05 |
| Jacob Patrick Rumball | Rep 9 | 2024-12 | 2025-12 |
| Florence Lucy Savage | Rep 1, 4, 9 | 2020-09 | Present |
| Ashok Narsimhan Sekar | Rep 1, 4, 9 | 2024-04 | 2025-09 |
| Angus John Sexton | Rep 1, 4, 9 | 2012-05 | 2012-05 |
| Matthew Chi Xun Wang | Rep 1, 4, 9 | 2023-12 | 2024-03 |
| Chak Ming Wong 黃澤銘 | Rep 4, 9 | Pre-2003 | 2005-08 |
| Paul Sze Hoo Wong 黃思灝 | Rep 1, 4, 9 | 2007-10 | 2013-05 |
| Tsz Hong Wong 黃子康 | Rep 4, 9 | 2009-07 | 2009-12 |
| Nicholas Mark Woodward | Rep 1, 4, 9 | 2017-12 | 2023-03 |
| Peter Ross Wuchatsch | Rep 1, 4 | 2012-05 | 2012-08 |
| Monica Suk Fan Yiu 姚淑芬 | Rep 1, 4, 9 | 2017-05 | Present |
| Wing Yi (SFC:BAQ371) Yuen 袁泳沂 | Rep 1, 4, 9 | 2012-12 | 2019-08 |
| Hong (SFC:ASZ571) Zhang 張虹 | Rep 4, 9 | 2009-06 | 2009-09 |
Showing 1–62 of 62
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司