Monica Suk Fan Yiu
姚淑芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monica Suk Fan Yiu (姚淑芬), a licensed Representative with CE reference AIR596. Currently licensed at 1 firm(s): Oreana Financial Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-05 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-05 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2017-05-05 | present |
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2014-10-20 | 2017-04-05 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2014-10-20 | 2017-04-05 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2014-10-20 | 2017-04-05 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-25 | 2014-09-19 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-25 | 2014-09-19 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-22 | 2012-05-25 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-15 | 2012-05-25 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-02 | 2006-06-01 |