AXA Financial Planning (Hong Kong) Limited
安盛理財策劃(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AXA Financial Planning (Hong Kong) Limited (安盛理財策劃(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAN641. Current licensed staff on file: 0 (total recorded over time: 110).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2012-05-25 |
| Type 4 — Advising on securities | present | 2012-05-25 |
| Type 6 — Advising on corporate finance | present | 2004-11-11 |
| Type 9 — Asset management | present | 2019-02-18 |
Licensed staff (all-time) (110)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yau Yim Chan 曾友嚴 | RO 1, 4, 9 Rep 1 | 2004-01 | 2008-01 |
| Hok Man Choy 蔡學文 | RO 4 | 2007-12 | 2008-03 |
| Anthony Gerard Fasso | RO 9 | 2006-08 | 2010-02 |
| Francine Wing Ting Fu Kwong 傅鄺穎婷 | RO 1, 4 | 2007-12 | 2008-06 |
| Denis James Gould | RO 9 | 2009-08 | 2011-06 |
| Gary Harvey | RO 1, 4 | 2010-07 | 2012-05 |
| Lawrence Chi Kwong Lai 黎志剛 | RO 9 | 2009-04 | 2009-08 |
| Terence Chung Han Lam 林忠漢 | RO 9 | 2011-06 | 2019-01 |
| Jean Pierre Leoni | RO 9 | 2010-12 | 2015-01 |
| Chun Sheng Li 李俊盛 | RO 9 Rep 9 | 2007-08 | 2009-04 |
| Cheng Shu Liao | RO 9 | 2010-02 | 2010-12 |
| Rainbow Jihong Pan 潘紀虹 | RO 1, 4 Rep 4 | 2005-08 | 2012-05 |
| Garry Maxwell Stuchbery | RO 4 Rep 4 | 2005-05 | 2007-02 |
| Siew Wai Thong 湯邵威 | RO 1, 4 Rep 1, 4 | Pre-2003 | 2007-03 |
| Mark Andrew Tinker | RO 9 | 2015-01 | 2019-01 |
| Eugenia Yuen Chun Tsui 徐緣珍 | RO 9 | 2006-08 | 2007-02 |
| Wanda Ngai Lo Wan 溫艾娜 | RO 1, 9 Rep 1, 9 | 2004-05 | 2006-08 |
| Ho Shun Wong 黃浩信 | RO 1, 4 | 2009-07 | 2012-01 |
| Derek Connell Young | RO 1, 4 Rep 1, 4 | Pre-2003 | 2009-07 |
| Arun Kumar Abey | Rep 4 | 2008-06 | 2012-02 |
| Wayne Anthony Allard | Rep 4 | 2008-07 | 2009-04 |
| Alison Mary Asome 雅森愛玲 | Rep 1, 4 | 2010-05 | 2011-09 |
| Julian Paul Bannigan | Rep 4 | 2005-10 | 2009-04 |
| Rachel Anne Barlow | Rep 4 | 2008-05 | 2010-03 |
| Pamela Anne Bradley | Rep 1, 4 | 2008-07 | 2011-05 |
| William John Castellas | Rep 4 | 2007-04 | 2009-04 |
| King Chan 陳璟 | Rep 4 | 2005-06 | 2006-12 |
| Lai Yee (SFC:ACN746) Chan | Rep 1, 4, 9 | 2004-12 | 2006-03 |
| Siu Ngar Chan 陳小雅 | Rep 1, 4 | 2007-10 | 2008-06 |
| Kit Yuk Monica Cheung 張潔玉 | Rep 4 | 2007-03 | 2008-02 |
| Scott Cheung 張詩傑 | Rep 4 | 2009-07 | 2009-12 |
| Ronny Chung Sheon Chiang 姜中旋 | Rep 1, 4 | 2011-06 | 2011-11 |
| Leonard Meng Kwong Choo | Rep 1, 4 | 2006-08 | 2012-02 |
| Pricilla Yu Man Chu 朱愉雯 | Rep 1, 4 | 2008-09 | 2010-12 |
| Kwok Leung Chung 鍾國樑 | Rep 4 | 2005-02 | 2005-05 |
| Rodel Manlapid Claudio | Rep 1, 4 | 2010-08 | 2011-05 |
| Paul Hugh Clitheroe | Rep 4 | 2008-09 | 2012-02 |
| Regina Marie Davern | Rep 1, 4, 9 | 2004-11 | 2011-03 |
| Christopher Gareth Edward Davies | Rep 1, 4 | 2004-11 | 2005-07 |
| Nathan Joshua de Lyster | Rep 1, 4 | 2010-07 | 2012-03 |
| Sheila Dickinson | Rep 1, 4 | 2006-09 | 2012-04 |
| Timothy Hardacre Dickinson | Rep 4 | 2006-09 | 2008-12 |
| Michael Joseph Donovan | Rep 1, 4 | 2005-10 | 2011-05 |
| Tara Leone Ellett | Rep 1, 4 | 2010-06 | 2012-02 |
| Joel Simon Evans | Rep 4 | 2005-10 | 2007-09 |
| Eva Yee Wah Fung 馮綺華 | Rep 4 | 2005-04 | 2006-06 |
| Stephen Craig Glover | Rep 4 | 2005-01 | 2005-08 |
| Peevush Gupta | Rep 4 | 2008-11 | 2009-04 |
| Andrew Michael Hayes | Rep 1, 4 | 2010-11 | 2011-05 |
| Amy Lily Ho 何麗梨 | Rep 1, 4 | 2004-02 | 2004-06 |
| Zeyar Sein Htut | Rep 4 | 2008-10 | 2011-04 |
| Cheuk Lung Keung 姜卓龍 | Rep 1, 4 | 2011-05 | 2011-09 |
| Yee Leong Koong 龔羽亮 | Rep 4 | 2005-08 | 2006-03 |
| Neha Kotwal | Rep 4 | 2008-07 | 2008-11 |
| Nicholas John Kourteff | Rep 1, 4 | 2005-11 | 2007-02 |
| Wai Chi Kwok 郭偉志 | Rep 4 | 2005-07 | 2006-09 |
| Eddy Wai Ming Lau 劉偉明 | Rep 4 | 2007-12 | 2008-04 |
| Man Lai Lau 劉曼麗 | Rep 1 | 2008-07 | 2011-05 |
| Margaret Sau Ngan Lau 劉曾秀銀 | Rep 4 | 2008-04 | 2009-05 |
| Ryan John Lawson | Rep 1, 4 | 2010-10 | 2012-03 |
| Timothy John Ledger | Rep 4 | 2008-03 | 2010-10 |
| Ching Yan Lee 李靜茵 | Rep 1, 4 | 2007-06 | 2007-07 |
| Colemen Wai Keung Lee 李偉強 | Rep 4 | 2006-12 | 2008-07 |
| Tat Yuen Lee 李達源 | Rep 4 | 2007-03 | 2007-06 |
| Gary Ling Min Leong 梁靈勉 | Rep 4 | 2009-06 | 2009-07 |
| Mei Po Leung 梁美寶 | Rep 1, 4 | 2008-08 | 2009-05 |
| Colin Raymond Lewis | Rep 4 | 2007-03 | 2012-02 |
| Kwai Lung Li 李騤龍 | Rep 4 | 2005-06 | 2006-08 |
| Ben See Lim | Rep 4 | 2005-04 | 2007-11 |
| Wendy Gaye List | Rep 4 | 2007-09 | 2008-12 |
| Judy Wai Yee Liu 廖惠怡 | Rep 1, 4 | 2005-09 | 2011-04 |
| Wing Wai Liu 廖榮偉 | Rep 1, 4 | 2004-12 | 2005-07 |
| Anne-Marie Suyen Lok | Rep 4 | 2005-08 | 2009-01 |
| Lennard Engelbert Lopez | Rep 1, 4 | 2011-05 | 2012-03 |
| Maria Man Ying Lui 呂文英 | Rep 4 | 2005-08 | 2006-04 |
| Mei (SFC:ALA973) Luo 駱梅 | Rep 4 | 2005-11 | 2006-06 |
| George Krassimirov Markov | Rep 1, 4 | 2011-09 | 2011-10 |
| Richard Neil Marsden | Rep 4 | 2006-05 | 2010-03 |
| Ian Maxey | Rep 4 | 2008-01 | 2009-11 |
| Go Ashokh Menon | Rep 1, 4 | 2008-06 | 2010-04 |
| Lily Siu Man Mo 巫小敏 | Rep 1, 4 | 2007-06 | 2010-10 |
| Maisie Wing-San Ng 吳頴珊 | Rep 1, 4 | 2003-06 | 2007-05 |
| Janet Nguyen | Rep 4 | 2005-11 | 2007-05 |
| Melanie Jane Nutbeam | Rep 1, 4 | 2003-10 | 2011-01 |
| Meko Lai Yan Oh 胡張麗恩 | Rep 1, 4 | 2005-10 | 2012-02 |
| Cheuk Kuen Poon 潘焯權 | Rep 4 | 2006-06 | 2007-09 |
| Jason Richard Henry Powell | Rep 1, 4 | 2011-01 | 2011-08 |
| James Gerald Proctor | Rep 4 | 2008-02 | 2009-04 |
| Michael Man Ki Pun 潘文祺 | Rep 4 | 2006-06 | 2007-03 |
| Jason Robert Rowney | Rep 4 | 2006-11 | 2012-02 |
| Carolyn Therese Russell | Rep 4 | 2006-06 | 2011-10 |
| Aditya Ashok Samant | Rep 4, 9 | 2005-11 | 2007-07 |
| Barbora Seigrist | Rep 4 | 2006-06 | 2009-02 |
| Angus John Sexton | Rep 1, 4 | 2008-05 | 2012-04 |
| John Henry Snelgrove | Rep 1, 9 | Pre-2003 | 2004-01 |
| Kathryn Louise Stannard | Rep 1, 4 | 2006-07 | 2012-05 |
| Herman Supangat 潘顯萬 | Rep 4 | 2008-01 | 2008-05 |
| Thomas Yaw Fay Tang 鄧耀輝 | Rep 1, 4 | 2010-01 | 2012-04 |
| David Anthony Tehan | Rep 1, 4 | 2005-10 | 2010-07 |
| Soo Lai Tse 謝素麗 | Rep 4 | 2006-04 | 2008-10 |
Showing 1–100 of 110