Aditya Ashok Samant
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aditya Ashok Samant, a licensed former licensee with CE reference ACA985. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-03-06 | 2026-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-15 | 2022-10-17 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-14 | 2009-05-29 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-08 | 2007-07-20 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-11-08 | 2007-07-20 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-26 | 2004-12-15 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-10-07 | 2004-12-15 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 9 — Asset management | 2003-08-11 | 2004-09-27 |