James Gerald Proctor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Gerald Proctor ( ), a licensed former licensee with CE reference AQM118. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-18 | 2009-04-25 |