Chun Sheng Li
李俊盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Sheng Li (李俊盛), a licensed former licensee with CE reference ABP733. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 9 — Asset management | 2007-12-27 | 2009-04-09 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 9 — Asset management | 2007-12-27 | 2009-04-09 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 — Asset management | 2007-08-02 | 2007-12-27 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-02 | 2007-12-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-18 |