AXA China Region Investment Services Limited

安盛投資服務有限公司
CE No. AAI067 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AXA China Region Investment Services Limited (安盛投資服務有限公司), a Hong Kong-based licensed corporation with CE reference AAI067. Current licensed staff on file: 0 (total recorded over time: 682). Earliest licence on file: 2006-01-25.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2006-01-25 2019-11-04
Type 4 — Advising on securities present 2012-11-27
Type 6 — Advising on corporate finance present 2004-11-11
Type 9 — Asset management present 2016-12-09

Licensed staff (all-time) (682)
Active on date

Name Activities First licensed To
Leung Cheong Au 區良昌 RO 1 2011-12 2019-10
Yau Yim Chan 曾友嚴 RO 1, 4, 9 Rep 4, 6, 9 Pre-2003 2008-01
Hok Man Choy 蔡學文 RO 4 Rep 4, 6, 9 Pre-2003 2008-03
Anthony Gerard Fasso RO 9 2006-08 2010-02
Francine Wing Ting Fu Kwong 傅鄺穎婷 RO 1, 4 Rep 1, 4 2006-04 2008-06
Denis James Gould RO 9 2009-08 2011-06
Lawrence Chi Kwong Lai 黎志剛 RO 9 2009-04 2009-08
Terence Chung Han Lam 林忠漢 RO 9 2011-06 2016-09
Jimmy Shun Hing Lee 利順興 RO 1 2011-12 2012-06
Kendy Lee 李健 RO 1 Rep 1 2013-09 2015-04
Jean Pierre Leoni RO 9 2010-12 2015-01
Xavier Jean-Christophe Lestrade RO 1 2019-02 2019-10
Tsz Lun Leung 梁子倫 RO 4 2008-04 2012-07
Chun Sheng Li 李俊盛 RO 9 Rep 9 2007-08 2009-04
Cheng Shu Liao RO 9 2010-02 2010-12
Rainbow Jihong Pan 潘紀虹 RO 1 2008-05 2012-03
John Henry Snelgrove RO 4, 6, 9 Pre-2003 2004-01
Mark Andrew Tinker RO 9 2015-01 2016-09
Eugenia Yuen Chun Tsui 徐緣珍 RO 9 2006-08 2007-02
Wanda Ngai Lo Wan 溫艾娜 RO 1, 9 2005-02 2006-08
Ho Shun Wong 黃浩信 RO 1, 4 Rep 1, 4 2006-05 2015-03
Derek Connell Young RO 1, 4 2007-12 2009-07
Chi Chung Yum 甄志聰 RO 1 Rep 1, 4 2008-08 2019-10
Charity Chi San Au 歐之珊 Rep 4 2008-01 2008-06
Cindy Kit Mui Au 區潔梅 Rep 4, 6, 9 Pre-2003 2011-12
Kitty Hoi Man Au 區海汶 Rep 4, 6, 9 Pre-2003 2003-09
Wendy Chung Hang Au 區頌恒 Rep 4 2008-01 2008-07
Chi Keung Au-Yeung 歐陽志強 Rep 4 2008-03 2011-12
Amelia Yuk Ying Chan 陳玉英 Rep 4, 6, 9 Pre-2003 2003-11
Amy Shau Wan Chan 陳秀雲 Rep 4, 6, 9 Pre-2003 2011-12
Azwin Chi Keung Chan 陳自強 Rep 4, 6, 9 Pre-2003 2008-05
Bertha May Ho Chan 陳美好 Rep 4, 6, 9 Pre-2003 2011-12
Bree Chi Kin Chan 陳志健 Rep 4, 6, 9 Pre-2003 2003-12
Candy Yuk King Chan 陳玉琼 Rep 4, 6, 9 Pre-2003 2003-10
Cecilia Fung See Chan 陳鳳思 Rep 4, 6, 9 Pre-2003 2011-12
Chau Fat Chan 陳秋發 Rep 4 2008-04 2011-12
Cheuk Fung (SFC:AJB043) Chan 陳卓鋒 Rep 4 2003-09 2005-08
Chi Kwan Chan 陳紫君 Rep 1, 4 2008-11 2009-03
Chi Nang Chan 陳志能 Rep 4 2007-04 2007-08
Chi Tak Chan 陳志德 Rep 4, 6, 9 Pre-2003 2003-12
Ching Charm Chan 陳清杉 Rep 1, 4 2006-08 2009-08
Ching Shuen Chan 陳靜璇 Rep 1 2012-06 2017-12
Fan Sum Chan 陳粉心 Rep 4, 6, 9 Pre-2003 2011-12
Florance Wai Lan Chan 陳蔚藍 Rep 4, 6, 9 Pre-2003 2007-02
Fung Ling (SFC:AGQ527) Chan 陳鳳玲 Rep 4, 6, 9 Pre-2003 2003-08
Fung Yuet Chan 陳鳳月 Rep 4, 6, 9 Pre-2003 2012-02
Hao Leng Chan 陳巧玲 Rep 4, 6, 9 Pre-2003 2003-12
Hau Chan 陳巧 Rep 4, 6, 9 Pre-2003 2003-09
Ivy Wing Han Chan 陳詠嫻 Rep 1, 4 2006-11 2007-01
Jennifer So Wah Chan 陳素華 Rep 1, 4, 9 2006-07 2007-01
Jinia Wan Ching Chan 陳雲清 Rep 4, 6, 9 Pre-2003 2011-12
John Hung Hee Chan 陳洪喜 Rep 4, 6, 9 Pre-2003 2011-10
Jun Hung Chan 陳震洪 Rep 4, 6, 9 Pre-2003 2003-09
Kai Ming (SFC:AGP297) Chan 陳啟明 Rep 4, 6, 9 Pre-2003 2011-12
Kam Kwok Chan 陳錦國 Rep 4 2004-10 2006-04
Kam Lan Chan 陳錦蘭 Rep 4, 6, 9 Pre-2003 2012-02
Kar Ho Chan 陳嘉浩 Rep 4, 6, 9 Pre-2003 2012-02
Kar Yuen Chan 陳嘉源 Rep 4, 6, 9 Pre-2003 2011-12
Karen (SFC:AOD418) Chan 陳嘉琳 Rep 4 2007-09 2007-10
Kin Ching Chan 陳建清 Rep 4, 6, 9 Pre-2003 2012-02
Kin Chung (SFC:ACM357) Chan 陳建中 Rep 4, 6, 9 Pre-2003 2003-11
Kin Hung (SFC:AGQ363) Chan 陳建鴻 Rep 4 2006-07 2011-12
Kin Lap Chan 陳建立 Rep 4, 6, 9 Pre-2003 2004-08
Ma Lee Mary Chan 陳馬利 Rep 4, 6, 9 Pre-2003 2012-02
Maggie Lai Hing Chan 陳麗卿 Rep 4, 6, 9 Pre-2003 2012-02
Maria Suet Wai Chan 陳雪慧 Rep 4 2008-03 2011-12
Nancy Wai Chu Chan 陳慧珠 Rep 4, 6, 9 Pre-2003 2011-12
Paul Chi Kwong Chan 陳志光 Rep 4 2007-07 2008-03
Po Ling Chan 陳寶玲 Rep 1, 4 2006-09 2007-06
Romagers Wai Yin Chan 陳慧賢 Rep 4 2005-06 2011-09
Rome Ho Kwan Chan 陳昊君 Rep 4, 6, 9 Pre-2003 2007-08
See Yuen Chan 陳思沅 Rep 4, 6, 9 Pre-2003 2012-02
Simon Siu Man Chan 陳兆文 Rep 4 2008-09 2012-01
Siu Fong (SFC:AGQ683) Chan 陳少芳 Rep 4, 6, 9 Pre-2003 2011-12
Siu Hung (SFC:AGQ111) Chan 陳小鴻 Rep 4, 6, 9 Pre-2003 2012-02
Siu Kwan Chan 陳少群 Rep 4, 6, 9 Pre-2003 2011-12
Siu Ling (SFC:AGQ150) Chan 陳小玲 Rep 4, 6, 9 Pre-2003 2003-04
Suk Ching (SFC:ARK656) Chan 陳淑貞 Rep 4 2008-08 2011-12
Suk Fong (SFC:AGQ250) Chan 陳淑芳 Rep 4, 6, 9 Pre-2003 2003-10
Sze Chi Chan 陳思慈 Rep 1 2013-05 2019-05
Tak Ching Chan 陳德貞 Rep 4, 6, 9 Pre-2003 2012-02
Tak Fai (SFC:ADV593) Chan 陳德輝 Rep 4 2006-06 2006-10
Wai Lin (SFC:AGQ458) Chan 陳惠蓮 Rep 4, 6, 9 Pre-2003 2011-12
Wai Lin (SFC:AQD778) Chan 陳惠蓮 Rep 4 2008-01 2012-02
Wai Tong Chan 陳偉棠 Rep 1, 4 2008-09 2013-04
Wai Yin (SFC:AGQ425) Chan 陳惠賢 Rep 4, 6, 9 Pre-2003 2011-12
Wai Yip (SFC:AGQ188) Chan 陳偉業 Rep 4, 6, 9 Pre-2003 2012-02
Wan Fong Chan 陳韻芳 Rep 4, 6, 9 Pre-2003 2003-05
Wing (SFC:AGP606) Chan 陳榮 Rep 4, 6, 9 Pre-2003 2004-11
Wing Wa (SFC:AGQ272) Chan 陳榮華 Rep 4, 6, 9 Pre-2003 2005-03
Yim Wa Chan 陳艷華 Rep 4, 6, 9 Pre-2003 2003-12
Yin Fong Chan 陳燕芳 Rep 4 2009-01 2011-12
Yu Mei Chan 陳如美 Rep 4, 6, 9 Pre-2003 2009-07
Yue Yuen Chan 陳裕源 Rep 4 2006-06 2006-09
Yuk Chun (SFC:AGP222) Chan 陳玉珍 Rep 4, 6, 9 Pre-2003 2011-12
Yuk Ying (SFC:ALH832) Chan 陳玉英 Rep 4 2008-01 2008-07
Carmen Chun Yin Chang 張循然 Rep 4, 6, 9 Pre-2003 2007-02
Victina Shuk Yin Chap 翟淑賢 Rep 1, 4 2006-11 2007-04
Bik Hung Chau 周碧虹 Rep 4, 6, 9 Pre-2003 2011-12
Evangel Yuet Chu Chau 周月珠 Rep 4, 6, 9 Pre-2003 2003-04
Showing 1–100 of 682

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