Derek Connell Young
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Connell Young ( ), a licensed former licensee with CE reference AIR794. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 4 — Advising on securities | 2008-03-07 | 2009-07-15 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-28 | 2009-07-15 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-08 | 2009-07-15 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-12-08 | 2009-07-15 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-08 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-08 |