Mark Andrew Tinker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Andrew Tinker, a licensed Responsible Officer with CE reference BBT883. Currently licensed at 1 firm(s): Toscafund HK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Toscafund HK Limited |
RO | Type 1 — Dealing in securities | 2022-03-16 | present |
| Toscafund HK Limited |
RO | Type 4 — Advising on securities | 2022-03-16 | present |
| Toscafund HK Limited |
RO | Type 9 — Asset management | 2022-03-16 | present |
| MCG Management Limited | RO | Type 4 — Advising on securities | 2020-07-03 | 2021-11-19 |
| MCG Management Limited | RO | Type 9 — Asset management | 2020-07-03 | 2021-11-19 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-02-09 | 2019-05-31 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 9 — Asset management | 2015-01-06 | 2019-01-29 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 9 — Asset management | 2015-01-06 | 2016-09-30 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-08 | 2019-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 1 — Dealing in securities | 2014-09-08 | 2017-10-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2014-09-08 | 2019-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 4 — Advising on securities | 2014-09-08 | 2017-10-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-09-08 | 2015-05-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 5 — Advising on futures contracts | 2014-09-08 | 2015-05-15 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2014-09-08 | 2019-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 9 — Asset management | 2014-09-08 | 2017-10-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-09 | 2014-09-08 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | 2013-09-09 | 2014-09-08 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-09 | 2014-09-08 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | 2013-09-09 | 2014-09-08 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2013-09-09 | 2014-09-08 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 9 — Asset management | 2013-09-09 | 2014-09-08 |