AXA Rosenberg Investment Management Asia Pacific Limited
安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務)
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AXA Rosenberg Investment Management Asia Pacific Limited (安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務)), a Hong Kong-based licensed corporation with CE reference ABF948. Current licensed staff on file: 0 (total recorded over time: 70).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2019-07-05 |
| Type 4 — Advising on securities | present | 2019-07-05 |
| Type 5 — Advising on futures contracts | present | 2015-06-15 |
| Type 6 — Advising on corporate finance | present | 2004-12-02 |
| Type 9 — Asset management | present | 2018-02-20 |
Licensed staff (all-time) (70)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Anthony William Archer | RO 4, 6, 9 | Pre-2003 | 2005-06 |
| Frederic Louis Gabriel Bellemin | RO 1, 4 Rep 1, 4 | 2015-11 | 2019-06 |
| Wenyu Chen | RO 1, 4, 5, 9 | 2012-02 | 2018-02 |
| Anthony Gerard Fasso | RO 1, 4, 5, 9 | 2005-05 | 2010-02 |
| Simon Richard Flood | RO 1, 4, 5, 9 | 2014-10 | 2015-02 |
| Leon Goldfeld | RO 1, 4, 5, 6, 9 | Pre-2003 | 2004-05 |
| Denis James Gould | RO 1, 4, 5, 9 | 2009-02 | 2011-06 |
| Bruno Jean Roger Guilloton | RO 1, 4, 9 | 2016-11 | 2019-06 |
| Terence Chung Han Lam 林忠漢 | RO 1, 4, 9 Rep 1, 4, 9 | 2010-09 | 2019-06 |
| Jean Pierre Leoni | RO 1, 4, 5, 9 | 2010-02 | 2015-01 |
| Cheng Shu Liao | RO 1, 4, 5, 9 | 2004-06 | 2011-02 |
| Boris Patrice Moutier | RO 1, 4, 5, 9 Rep 1, 4 | 2013-07 | 2015-04 |
| Nigel Richardson | RO 1, 4, 9 | 2004-09 | 2009-03 |
| Cheng Soon Tan | RO 5 Rep 1, 4, 9 | 2005-03 | 2010-07 |
| Mark Andrew Tinker | RO 1, 4, 5, 9 Rep 1, 4, 9 | 2013-09 | 2017-10 |
| James Christopher Veneau | RO 1, 4, 9 Rep 1, 4, 9 | 2013-12 | 2017-10 |
| Tai Yuen Yip 葉泰源 | RO 1, 4, 5, 6, 9 | Pre-2003 | 2005-05 |
| Robert John Andrew | Rep 1, 4, 5, 9 | 2014-02 | 2014-06 |
| Laurent Bernard Michel Bilard | Rep 9 | 2013-12 | 2017-08 |
| Devan Sze Wan Chau 鄒思韻 | Rep 1, 9 | 2015-09 | 2017-08 |
| Ricky Man Fai Chau 周文輝 | Rep 1, 4, 5, 9 | 2010-07 | 2012-04 |
| Ka Keung Cheng 鄭家強 | Rep 1, 4, 5, 9 | 2005-06 | 2015-03 |
| Pik Chi Choi 蔡碧芝 | Rep 1, 4 | 2015-09 | 2019-01 |
| Chee Ming Choong | Rep 1, 4, 5, 9 | 2005-04 | 2010-04 |
| Chit Chow 周捷 | Rep 1, 4, 9 | 2010-12 | 2015-09 |
| Wei Lun Chuang 莊瑋倫 | Rep 1, 4, 5, 9 | 2014-05 | 2017-08 |
| Thomas Antony Clapham | Rep 1, 4 | 2015-09 | 2017-08 |
| Jean-Christian Adrien Darde | Rep 1, 4, 5, 9 | 2006-05 | 2009-03 |
| Michael B Ding 丁宝奇 | Rep 1, 4, 9 | 2014-09 | 2017-08 |
| Ying Du 杜迎 | Rep 1, 4, 9 | 2005-04 | 2012-08 |
| Alexis Charles Antoine Duvernay | Rep 1, 4, 9 | 2013-09 | 2017-06 |
| Jean-Luc Denys Maurice Eyssautier | Rep 1, 4 | 2009-08 | 2011-03 |
| Wing Sze Fok 霍詠詩 | Rep 1, 4 | 2012-08 | 2015-06 |
| Paul Chi Wah Fu 符致華 | Rep 1, 4 | 2010-03 | 2011-07 |
| Honyu Fung 馮漢宇 | Rep 1, 4, 9 | 2014-05 | 2017-08 |
| Wendy Wan Ha Ho 何雲霞 | Rep 1, 4, 5, 9 | 2006-11 | 2014-01 |
| Ian Wai Heng Hui 許慧恆 | Rep 1, 4, 5, 9 | 2010-07 | 2012-05 |
| Ming Kei Hui 許銘基 | Rep 1, 4 | 2013-06 | 2018-10 |
| Mi Jung Kang | Rep 4, 6, 9 | Pre-2003 | 2004-09 |
| Hoi Hing Keung 姜凱馨 | Rep 1, 4, 9 | 2016-07 | 2017-08 |
| Edna Suet Peng Kong | Rep 1 | 2005-12 | 2015-03 |
| Wing Man Kwong 鄺穎文 | Rep 1, 4, 5, 6, 9 | Pre-2003 | 2003-05 |
| Ming Yan Lam 林銘恩 | Rep 1, 4, 9 | 2004-10 | 2007-04 |
| Man Chi Lau 劉敏姿 | Rep 1, 4 | 2011-04 | 2014-11 |
| Sandra Lau Auyang 劉歐陽苑姍 | Rep 1, 4 | 2011-09 | 2015-02 |
| Andrew Shu Yan Lee 李樹仁 | Rep 4, 6, 9 | Pre-2003 | 2004-11 |
| Tsz Heng Lee 李芷蘅 | Rep 1, 4, 9 | 2014-01 | 2017-08 |
| Ye Jiat Lee | Rep 1, 4, 9 | 2005-06 | 2017-10 |
| Kitty Wing Man Leung 梁穎雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Zheng (SFC:ALN042) Li 李崢 | Rep 1, 4 | 2004-12 | 2007-08 |
| Julie Wai Mun Liew 廖惠敏 | Rep 1, 4 | 2003-05 | 2006-09 |
| Amy Ming Sze Lo 盧明詩 | Rep 1, 4, 9 | 2003-10 | 2019-01 |
| Shu Hua Lu 盧淑華 | Rep 1, 4, 5, 6, 9 | Pre-2003 | 2012-04 |
| Khim Hau Ng | Rep 1, 4, 9 | 2006-01 | 2011-06 |
| Alvin Ying Yi Ong | Rep 1, 4, 9 | 2013-09 | 2014-06 |
| Jason Yat Sing Pang 彭逸升 | Rep 1, 4, 9 | 2014-09 | 2016-09 |
| Melanie Pun 潘美鈴 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Mark William Rodrigues | Rep 1, 4, 9 | 2014-09 | 2019-01 |
| Kuk Fong Suen 孫菊芳 | Rep 1, 4, 9 | 2013-08 | 2017-08 |
| Qi (SFC:BAK393) Sun 孫琦 | Rep 4 | 2012-10 | 2013-08 |
| Chong Ling Tai | Rep 1 | 2005-12 | 2008-04 |
| Nicholas James Creer Thompson | Rep 4, 6, 9 | Pre-2003 | 2004-04 |
| Karen Sze Wai Tsang 曾思慧 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-10 |
| Chun-Kai Wang 王俊凱 | Rep 1, 4 | 2016-04 | 2019-01 |
| Simon Michael Weston | Rep 1, 4, 9 | 2015-09 | 2017-10 |
| Cecile Terry Wou 吳天理 | Rep 1, 4 | 2005-12 | 2006-01 |
| Yuan Yao 姚遠 | Rep 4 | 2014-01 | 2017-08 |
| Kam Kin Yim 嚴錦堅 | Rep 1, 4, 5, 6, 9 | Pre-2003 | 2005-03 |
| Elvin Tin Yau Yu 余天佑 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| Lucinda Jiayi Zhou | Rep 1, 4, 9 | 2009-04 | 2009-08 |
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