Sandra Lau Auyang
劉歐陽苑姍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandra Lau Auyang (劉歐陽苑姍), a licensed Representative with CE reference ADP267. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-21 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-21 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-21 | 2015-02-16 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | 2011-09-21 | 2015-02-16 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-21 | 2015-02-16 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | 2011-09-21 | 2015-02-16 |