AXA Investment Managers Asia Limited
安盛投資管理亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AXA Investment Managers Asia Limited (安盛投資管理亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAP809. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 3 — Leveraged foreign exchange trading; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 17 (total recorded over time: 122). Earliest licence on file: 2005-07-21.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Suites 3603-05, One Taikoo Place, Taikoo Place, 979 Kings Road, Quarry Bay
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-07-21 | present |
| Type 2 — Dealing in futures contracts | 2018-02-09 | present |
| Type 3 — Leveraged foreign exchange trading | 2020-01-09 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 5 — Advising on futures contracts | present | 2015-06-15 |
| Type 6 — Advising on corporate finance | present | 2004-11-24 |
Licensed staff (all-time) (122)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Anthony William Archer |