AXA Investment Managers Asia Limited

安盛投資管理亞洲有限公司
CE No. AAP809 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AXA Investment Managers Asia Limited (安盛投資管理亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAP809. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 3 — Leveraged foreign exchange trading; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 17 (total recorded over time: 122). Earliest licence on file: 2005-07-21.

Registered address

Suites 3603-05, One Taikoo Place, Taikoo Place, 979 Kings Road, Quarry Bay

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2005-07-21 present
Type 2 — Dealing in futures contracts 2018-02-09 present
Type 3 — Leveraged foreign exchange trading 2020-01-09 present
Type 4 — Advising on securities present present
Type 9 — Asset management present present
Type 5 — Advising on futures contracts present 2015-06-15
Type 6 — Advising on corporate finance present 2004-11-24

Licensed staff (all-time) (122)
Active on date

Name Activities First licensed To
Anthony William Archer RO 4, 6, 9 Pre-2003 2005-06
Frederic Louis Gabriel Bellemin RO 1, 4 Rep 1, 4 2015-11 2019-08
Laurent Bernard Michel Bilard RO 1, 2, 3, 9 Rep 1, 9 2013-12 2021-09
Hector Chan 陳凱圖 RO 3 2021-10 2022-07
Wenyu Chen RO 1, 4, 5, 9 2012-02 2018-08
Anthony Gerard Fasso RO 1, 4, 5, 9 2005-05 2010-02
Simon Richard Flood RO 1, 4, 5, 9 2014-10 2015-02
Leon Goldfeld RO 4, 5, 9 Pre-2003 2004-05
Denis James Gould RO 1, 4, 5, 9 2009-02 2011-06
Bruno Jean Roger Guilloton RO 1, 4, 9 2016-11 2022-07
Terence Chung Han Lam 林忠漢 RO 1, 4, 9 Rep 1, 4, 9 2010-09 2025-06
Chan Wa Lao 留振華 RO 1, 2, 3, 9 Rep 1, 2, 3, 9 2022-04 Present
Jean Pierre Leoni RO 1, 4, 5, 9 2010-02 2015-01
Cheng Shu Liao RO 1, 4, 5, 9 2004-06 2011-02
Yannig Loyer RO 2, 3 2023-06 Present
Julian John Joseph McKenzie RO 1, 4, 9 2022-08 Present
Boris Patrice Moutier RO 1, 4, 5, 9 Rep 1, 4 2013-07 2015-04
Nigel Richardson RO 1, 4, 9 2004-09 2009-03
Cheng Soon Tan RO 5 Rep 1, 4, 9 2005-03 2010-07
Andre Thali RO 1, 4 2025-06 2025-11
Mark Andrew Tinker RO 1, 2, 4, 5, 9 Rep 1, 4, 9 2013-09 2019-05
Kevin Ka Bun Tse 謝嘉斌 RO 1, 2, 3, 9 Rep 1, 2, 3, 9 2022-02 Present
James Christopher Veneau RO 1, 2, 3, 4, 9 Rep 1, 4, 9 2013-12 2023-08
Mai Khanh Vo RO 9 2023-06 Present
Simon Michael Weston RO 1, 2, 4, 9 Rep 1, 4, 9 2015-09 Present
Tai Yuen Yip 葉泰源 RO 4, 5, 9 2004-06 2005-05
Corinne Andre Ep Dupont Rep 1, 4 2026-03 2026-03
Robert John Andrew Rep 1, 4, 5, 9 2014-02 2014-06
Ecaterina Bigos Rep 1, 4 2022-05 Present
Pierre-Henri Bonneau Rep 1, 4 2019-12 2020-08
Jeroen Bos Rep 1, 4 2024-06 2024-06
Magda-Cristina Branet Rep 1, 4 2024-09 2024-09
david Jerome Broustra Rep 1, 4 2025-02 2026-03
Antoine Burnet Rep 1, 4, 9 2020-12 2022-12
Junyang Cao 曹駿暘 Rep 1, 4 2021-07 2025-05
Jenny Ka Yun Chan 陳嘉茵 Rep 1, 4 2024-04 Present
Sze Man (SFC:AFS734) Chan 陳思雯 Rep 1, 4, 5 2006-11 2011-06
Guillaume Pierre Robert Chardonnay Rep 1, 4 2020-02 2022-12
Devan Sze Wan Chau 鄒思韻 Rep 1, 2, 3, 9 2015-09 2022-07
Ricky Man Fai Chau 周文輝 Rep 1, 4, 5, 9 2010-07 2012-04
Arunkumar Chavarukulangara Rajan Rep 1, 4 2025-12 2026-01
Ka Keung Cheng 鄭家強 Rep 1, 4, 5, 9 2006-01 2015-03
Kam Hung Cheung 張感鴻 Rep 1, 4 2019-01 2023-07
Alexis Eric Chevalier Rep 1, 4, 9 2021-03 Present
Pik Chi Choi 蔡碧芝 Rep 1, 4 2015-09 2021-01
Chee Ming Choong Rep 1, 4, 5, 9 2005-04 2010-04
Chit Chow 周捷 Rep 1, 4, 9 2010-12 2015-09
Wei Lun Chuang 莊瑋倫 Rep 1, 4, 5, 9 2014-05 2023-08
Thomas Antony Clapham Rep 1, 4 2015-09 2017-10
Richard Timothy Clarke Rep 1, 4 2005-07 2009-02
Rachel Emma Cole Rep 1, 4, 9 2007-11 2008-12
Michael Antiporda Collins Rep 1, 4 2024-04 2026-02
Jeffery Coyle Rep 1, 4, 9 2008-01 2010-12
Jean-Christian Adrien Darde Rep 1, 4, 5, 9 2006-05 2009-03
Julien Pierre Jeremie de Jaillon Rep 1, 2, 3, 9 2017-06 2021-10
Jonathan Matthew Coslett Dean Rep 1, 4 2024-05 2026-02
Michael B Ding 丁宝奇 Rep 1, 4, 9 2014-09 2017-12
Ying Du 杜迎 Rep 1, 4, 9 2008-05 2012-08
Alexis Charles Antoine Duvernay Rep 1, 4, 9 2013-09 2018-06
Jean-Luc Denys Maurice Eyssautier Rep 1, 4 2009-08 2011-03
Wing Sze Fok 霍詠詩 Rep 1, 4 2012-08 2015-06
Tsz Sin Fong 方子倩 Rep 1, 4, 9 2021-07 2025-04
Jean-Philippe Christophe Fritsch Rep 1, 4 2025-03 2025-03
Jong Frochaux Rep 1, 4, 9 2007-02 2007-11
Paul Chi Wah Fu 符致華 Rep 1, 4 2010-03 2011-07
Honyu Fung 馮漢宇 Rep 1, 4, 9 2014-05 2023-08
Lu (SFC:ATB718) Gao 高璐 Rep 1, 4 2024-04 2026-03
Jeremy Gerard Gleeson Rep 1, 4 2018-01 2018-01
Gonzague louis philippe marie Hachette Rep 1, 4 2025-09 2025-09
Laetitia Chor Wan Ho 何礎韻 Rep 1, 4 2024-04 Present
Wendy Wan Ha Ho 何雲霞 Rep 1, 4, 5, 9 2006-11 2014-01
Robert James Houle Rep 1, 4 2024-10 2024-10
Ian Wai Heng Hui 許慧恆 Rep 1, 4, 5, 9 2010-07 2012-05
Ming Kei Hui 許銘基 Rep 1, 4 2013-06 2018-10
Christopher Iggo Rep 1, 4 2024-10 2025-01
Iain Laurance George Johnson Rep 1, 4 2006-06 2010-06
Kin Hang Kee 紀鍵亨 Rep 1, 2, 3, 9 2022-08 Present
Hoi Hing Keung 姜凱馨 Rep 1, 4, 9 2016-07 2017-10
Carmen Lai 黎嘉文 Rep 1, 4 2021-02 2024-07
Hei In Lai 賴曦妍 Rep 1, 4 2019-12 2023-08
Man Chi Lau 劉敏姿 Rep 1, 4 2011-04 2014-11
Sandra Lau Auyang 劉歐陽苑姍 Rep 1, 4 2011-09 2015-02
Sandra Soyong Lee Rep 1, 4, 9 2022-01 2022-06
Tsz Heng Lee 李芷蘅 Rep 1, 4, 9 2014-01 2023-04
Janet Li 李淳懿 Rep 1, 4 2021-07 Present
Edith Lin 林祥玲 Rep 1, 4 2006-06 2018-06
Jisheng Liu 劉基晟 Rep 1, 4, 9 2021-02 2023-08
Wing Chung Liu 廖詠聰 Rep 1, 4 2019-02 2024-06
Amy Ming Sze Lo 盧明詩 Rep 1, 4, 9 2008-05 2026-03
Long Pak Rambo Lo 盧朗柏 Rep 1, 4 2017-12 2018-12
Pui Man Lo 勞珮雯 Rep 1, 4 2018-08 2022-11
Phui Meng Wendy Loke 陸慧敏 Rep 1, 4 2019-08 2020-07
Shu Hua Lu 盧淑華 Rep 1, 4, 5, 9 2005-07 2012-04
Li Miao 繆麗 Rep 1, 4, 9 2018-03 2022-10
Xin Mu 牟欣 Rep 1, 4 2019-11 2023-07
Arthip Nathikanchanalab Rep 1, 4 2020-02 2022-06
Khim Hau Ng Rep 1, 4, 9 2006-01 2011-06
The Duy Nguyen Rep 1, 4 2025-03 2025-03
Alvin Ying Yi Ong Rep 1, 4, 9 2013-09 2014-06
Jason Yat Sing Pang 彭逸升 Rep 1, 4, 9 2014-09 2016-09
Showing 1–100 of 122

Other Hong Kong SFC firms with overlapping regulated activities

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 5 shared activity types · 華泰金融控股(香港)有限公司

Futu Securities International (Hong Kong) Limited

CE AZT137 · 186 staff · 5 shared activity types · 富途證券國際(香港)有限公司

Eddid Securities and Futures Limited

CE BHT550 · 46 staff · 5 shared activity types · 艾德證券期貨有限公司

Golden Hen Securities and Futures Limited

CE AUQ298 · 10 staff · 5 shared activity types · 金母雞證券期貨有限公司

Saxo Capital Markets HK Limited

CE AVD061 · 1 staff · 5 shared activity types · 盛寶金融(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 4 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 4 shared activity types · 招商證券(香港)有限公司

BlackRock Asset Management North Asia Limited

CE AFF275 · 236 staff · 4 shared activity types · 貝萊德資產管理北亞有限公司

Related