Devan Sze Wan Chau

鄒思韻
CE No. AMH270 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Devan Sze Wan Chau (鄒思韻), a licensed Representative with CE reference AMH270. Currently licensed at 1 firm(s): BridgeWood Alternatives Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 21.

Licence history

FirmRoleRegulated activityFromTo
BridgeWood Alternatives Limited
Rep Type 1 — Dealing in securities 2024-09-19 present
BridgeWood Alternatives Limited
Rep Type 4 — Advising on securities 2024-09-19 present
AXA Investment Managers Asia Limited
安盛投資管理亞洲有限公司
Rep Type 3 — Leveraged foreign exchange trading 2020-05-18 2022-07-08
AXA Investment Managers Asia Limited
安盛投資管理亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2018-03-22 2022-07-08
AXA Investment Managers Chorus Limited Rep Type 9 — Asset management 2017-04-12 2022-02-16
AXA Investment Managers Asia Limited
安盛投資管理亞洲有限公司
Rep Type 1 — Dealing in securities 2015-09-14 2022-07-08
AXA Rosenberg Investment Management Asia Pacific Limited
安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務)
Rep Type 1 — Dealing in securities 2015-09-14 2017-08-11
AXA Investment Managers Asia Limited
安盛投資管理亞洲有限公司
Rep Type 9 — Asset management 2015-09-14 2022-07-08
AXA Rosenberg Investment Management Asia Pacific Limited
安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務)
Rep Type 9 — Asset management 2015-09-14 2017-08-11
Hamon Asian Advisors Limited Rep Type 4 — Advising on securities 2014-07-11 2015-07-31
Hamon Asset Management Limited Rep Type 4 — Advising on securities 2014-07-11 2015-07-31
PFP Capital Limited Rep Type 4 — Advising on securities 2014-07-11 2015-07-31
Hamon Asian Advisors Limited Rep Type 9 — Asset management 2014-07-11 2015-07-31
Hamon Asset Management Limited Rep Type 9 — Asset management 2014-07-11 2015-07-31
PFP Capital Limited Rep Type 9 — Asset management 2014-07-11 2015-07-31
NNIP Hong Kong Limited Rep Type 4 — Advising on securities 2007-01-08 2013-07-05
FWD Life Insurance Company (Bermuda) Limited
富衛人壽保險(百慕達)有限公司
Rep Type 4 — Advising on securities 2007-01-08 2012-07-31
NNIP Hong Kong Limited Rep Type 9 — Asset management 2007-01-08 2013-07-05
FWD Life Insurance Company (Bermuda) Limited
富衛人壽保險(百慕達)有限公司
Rep Type 9 — Asset management 2007-01-08 2013-06-07
NNIP Hong Kong Limited Rep Type 1 — Dealing in securities 2006-08-31 2013-07-05
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2005-07-28 2006-08-12

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