Tsz Heng Lee
李芷蘅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Heng Lee (李芷蘅), a licensed Representative with CE reference AXO514. Currently licensed at 1 firm(s): AIA Investment Management HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-29 | present |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2023-05-29 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-30 | 2023-04-28 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | 2014-01-30 | 2017-08-11 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-30 | 2023-04-28 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | 2014-01-30 | 2017-08-11 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2014-01-30 | 2023-04-28 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 9 — Asset management | 2014-01-30 | 2017-08-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-02-01 | 2014-01-10 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-07-12 | 2014-01-10 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-07-12 | 2014-01-10 |