Sze Man (SFC:AFS734) Chan
陳思雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Man (SFC:AFS734) Chan (陳思雯), a licensed former licensee with CE reference AFS734. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-07-05 | 2016-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-07-05 | 2016-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-05 | 2016-05-04 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-08 | 2011-06-22 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-11-08 | 2011-06-22 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-02 | 2011-06-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-09 | 2006-08-28 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-09-09 | 2006-08-28 |