Anthony Gerard Fasso
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Gerard Fasso ( ), a licensed former licensee with CE reference ACR987. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-09 | 2021-12-10 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-09 | 2021-12-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2019-07-09 | 2021-12-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 — Asset management | 2019-07-09 | 2021-12-10 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 9 — Asset management | 2019-07-09 | 2021-12-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-09 | 2019-07-09 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-09 | 2019-07-09 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-09 | 2019-07-09 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-04-09 | 2019-07-09 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2019-04-09 | 2019-07-09 |
| DigitalBridge Management Asia Limited |
RO | Type 1 — Dealing in securities | 2010-10-07 | 2017-12-31 |
| DigitalBridge Management Asia Limited |
RO | Type 4 — Advising on securities | 2010-10-07 | 2017-12-31 |
| DigitalBridge Management Asia Limited |
RO | Type 9 — Asset management | 2010-10-07 | 2017-12-31 |
| DigitalBridge Management Asia Limited |
Rep | Type 1 — Dealing in securities | 2010-08-19 | 2010-10-07 |
| DigitalBridge Management Asia Limited |
Rep | Type 4 — Advising on securities | 2010-08-19 | 2010-10-07 |
| DigitalBridge Management Asia Limited |
Rep | Type 9 — Asset management | 2010-08-19 | 2010-10-07 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 9 — Asset management | 2006-08-30 | 2010-02-19 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 9 — Asset management | 2006-08-30 | 2010-02-19 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-21 | 2010-02-19 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 1 — Dealing in securities | 2005-05-23 | 2010-02-19 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2005-05-23 | 2010-02-19 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 4 — Advising on securities | 2005-05-23 | 2010-02-19 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-05-23 | 2010-02-19 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 5 — Advising on futures contracts | 2005-05-23 | 2010-02-19 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2005-05-23 | 2010-02-19 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 9 — Asset management | 2005-05-23 | 2010-02-19 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 1 — Dealing in securities | 2005-05-06 | 2005-05-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2005-05-06 | 2005-05-12 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 4 — Advising on securities | 2005-05-06 | 2005-05-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-05-06 | 2005-05-12 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 5 — Advising on futures contracts | 2005-05-06 | 2005-05-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2005-05-06 | 2005-05-12 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 9 — Asset management | 2005-05-06 | 2005-05-12 |