Chan Wa Lao
留振華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chan Wa Lao (留振華), a licensed Responsible Officer with CE reference BNQ515. Currently licensed at 2 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED, AXA Investment Managers Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-26 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-03-26 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2026-03-26 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-12 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-12-12 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2024-12-12 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2024-12-12 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-28 | 2024-12-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-04-28 | 2024-12-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2022-04-28 | 2024-12-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2022-04-28 | 2024-12-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-10-15 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-10-15 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-10-15 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2018-10-15 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-10-15 | 2022-03-11 |