Chit Chow
周捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chit Chow (周捷), a licensed Responsible Officer with CE reference ANG566. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-27 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 4 — Advising on securities | 2016-10-27 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-02 | 2016-10-27 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-02 | 2016-10-27 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2015-09-02 | 2023-08-09 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-23 | 2015-09-01 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | 2010-12-23 | 2015-09-01 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-23 | 2015-09-01 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | 2010-12-23 | 2015-09-01 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-12-23 | 2015-04-28 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 9 — Asset management | 2010-12-23 | 2015-04-28 |
| Harcourt Alternative Investments (HK) Limited 宏格達投資(香港)有限公司 |
RO | Type 9 — Asset management | 2008-11-14 | 2010-12-04 |