Michael B Ding
丁宝奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael B Ding (丁宝奇), a licensed former licensee with CE reference BEC499. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-31 | 2025-08-10 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-31 | 2025-08-10 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-09-26 | 2021-02-10 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-09-26 | 2021-02-10 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-15 | 2017-12-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | 2014-09-15 | 2017-08-11 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-15 | 2017-12-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | 2014-09-15 | 2017-08-11 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2014-09-15 | 2017-12-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 9 — Asset management | 2014-09-15 | 2017-08-11 |