Richard Timothy Clarke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Timothy Clarke ( ), a licensed former licensee with CE reference ALZ688. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Parry International Trading Limited | RO | Type 1 — Dealing in securities | 2011-05-20 | 2014-04-30 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-28 | 2009-02-06 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-20 | 2009-02-06 |