Yuan Yao
姚遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Yao (姚遠), a licensed Representative with CE reference BCQ611. Currently licensed at 1 firm(s): Amundi Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-30 | present |
| Long Shine Asset Management Limited 龍祥資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-22 | 2024-10-04 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-04 | 2023-02-27 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-07 | 2023-02-27 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | 2014-01-07 | 2017-08-11 |