Ching Charm Chan
陳清杉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Charm Chan (陳清杉), a licensed former licensee with CE reference AHA954. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henyep Capital Management Limited 興業資本管理有限公司 |
RO | Type 4 — Advising on securities | 2009-12-22 | 2010-05-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-03 | 2009-08-01 |
| Henyep Capital Management Limited 興業資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-25 | 2008-05-10 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-11 | 2007-04-24 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-25 | 2007-04-24 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-13 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-13 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-13 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-13 |