Wanda Ngai Lo Wan
溫艾娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wanda Ngai Lo Wan (溫艾娜), a licensed former licensee with CE reference AIR288. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-25 | 2006-08-30 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-02-16 | 2006-08-30 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 9 — Asset management | 2005-02-16 | 2006-08-30 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 9 — Asset management | 2005-02-16 | 2006-08-30 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-12 | 2005-02-16 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-05-12 | 2005-02-16 |