Jimmy Shun Hing Lee
利順興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Shun Hing Lee (利順興), a licensed Responsible Officer with CE reference AGG286. Currently licensed at 1 firm(s): U&I Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| U&I Asset Management Limited 匯智合創資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-30 | present |
| U&I Asset Management Limited 匯智合創資產管理有限公司 |
RO | Type 9 — Asset management | 2026-03-30 | present |
| RP Asset Management Limited 瑞平資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-01 | 2026-01-31 |
| RP Asset Management Limited 瑞平資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-09-01 | 2026-01-31 |
| RP Asset Management Limited 瑞平資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-01 | 2026-01-31 |
| China Point Asset Management Limited 中保資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-04-17 | 2017-08-30 |
| China Point Asset Management Limited 中保資產管理有限公司 |
RO | Type 9 — Asset management | 2015-04-17 | 2017-08-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-28 | 2015-02-28 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 — Advising on securities | 2014-03-20 | 2015-02-28 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 — Asset management | 2014-03-20 | 2015-02-28 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-22 | 2014-03-28 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2012-11-16 | 2013-11-11 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2012-11-16 | 2013-11-11 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-10 | 2012-11-16 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2012-09-10 | 2012-11-16 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-19 | 2012-06-28 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-16 | 2011-06-25 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-04-16 | 2011-06-25 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 — Asset management | 2010-04-16 | 2011-06-25 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
RO | Type 4 — Advising on securities | 2007-05-08 | 2009-08-28 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |