Francine Wing Ting Fu Kwong
傅鄺穎婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francine Wing Ting Fu Kwong (傅鄺穎婷), a licensed former licensee with CE reference AHS939. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-03-07 | 2008-06-16 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-28 | 2008-06-16 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
RO | Type 4 — Advising on securities | 2007-04-19 | 2007-11-14 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-16 | 2008-06-16 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 4 — Advising on securities | 2006-08-16 | 2008-06-16 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-10 | 2006-08-16 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-10 | 2006-08-16 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理(亞太)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-12-31 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理(亞太)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-12-31 |