Chi Nang Chan
陳志能
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Nang Chan (陳志能), a licensed former licensee with CE reference AFQ797. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-09-25 | 2021-07-19 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-09-25 | 2021-07-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-09-25 | 2021-07-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-09-05 | 2021-07-19 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-24 | 2007-08-09 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-11-18 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-17 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-17 |