Kendy Lee
李健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kendy Lee (李健), a licensed former licensee with CE reference ALF468. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-12 | 2015-04-18 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-30 | 2013-11-12 |
| Centaline Securities Limited 中原證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-07 | 2013-07-06 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-08-21 | 2013-07-06 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-30 | 2013-07-06 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-07-30 | 2013-07-06 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-21 | 2007-07-30 |