Chi Kwan Chan
陳紫君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwan Chan (陳紫君), a licensed former licensee with CE reference ARR899. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-01 | 2011-02-24 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-01 | 2011-02-24 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-10 | 2009-03-07 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-10 | 2009-03-07 |