Tak Fai (SFC:ADV593) Chan
陳德輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Fai (SFC:ADV593) Chan (陳德輝), a licensed former licensee with CE reference ADV593. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-09 | 2012-04-13 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-08 | 2009-05-31 |
| Infinity Strategic Advisors Limited |
Rep | Type 9 — Asset management | 2007-05-22 | 2008-04-15 |
| Infinity Strategic Advisors Limited |
Rep | Type 4 — Advising on securities | 2007-04-03 | 2008-04-15 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-16 | 2006-10-11 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-11-30 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-17 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-17 |