Tarzan Stock & Shares Limited

泰山證券有限公司

CE No. ABH433 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tarzan Stock & Shares Limited (泰山證券有限公司), a Hong Kong-based licensed corporation with CE reference ABH433. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 4 (total recorded over time: 18).

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

6/F, Hing Yip Commercial Centre, 272-284 Des Voeux Road Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	present	2005-01-18
Type 9 — Asset management	present	2005-03-30

Licensed staff (all-time) (18)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Chak Sum Chiu 趙澤森	RO 1, 4, 6, 9	Pre-2003	2018-04
Cheuk San Chiu 趙焯燊	RO 1, 4, 9	Pre-2003	2018-10
Tung Chiu 趙棟	RO 1, 4, 9	Pre-2003	2019-03
Chun Ling Lam 林春玲	RO 1, 4 Rep 1	2007-06	Present
Kenneth Siu Ming Lee 李兆明	RO 1, 4 Rep 1, 4, 6, 9	Pre-2003	Present
Chung Hong Mui 梅頌康	RO 1, 4	2018-08	Present
Sai Sum Yu 余細森	RO 1, 4 Rep 1, 4, 6, 9	Pre-2003	Present
Tak Fai (SFC:ADV593) Chan 陳德輝	Rep 4	2009-12	2012-04
Yuk Lin Chan 陳玉蓮	Rep 1, 4, 6, 9	Pre-2003	2026-04
Gorden Chak Lam Chiu 趙澤霖	Rep 1, 4, 6, 9	Pre-2003	2016-05
Kam Yuen Chiu 趙錦源	Rep 1, 4, 6, 9	Pre-2003	2003-08
Lin Fong Lee 李蓮芳	Rep 1, 4, 6, 9	Pre-2003	2013-03
Ping Kwai Lee 李炳貴	Rep 1, 4, 6, 9	Pre-2003	2010-07
Yick Cheong Lee 李益昌	Rep 1, 4, 6, 9	Pre-2003	2021-12
Siu Ling Siu 蕭小玲	Rep 1	2005-04	2026-04
Kai Kar So 蘇啟嘉	Rep 1, 4, 6, 9	Pre-2003	2026-04
Sammy Chun Ho Wong 黃俊皓	Rep 1	2004-07	2004-09
Chi Kan Yung 翁自勤	Rep 1, 4, 6, 9	Pre-2003	2004-10