Siu Ling Siu
蕭小玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ling Siu (蕭小玲), a licensed former licensee with CE reference AAB564. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-25 | 2026-04-30 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-14 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-04 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-04 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-04 |