Ping Kwai Lee
李炳貴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Kwai Lee (李炳貴), a licensed former licensee with CE reference AAC031. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-07-12 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-31 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-31 |